Team Member, Regulatory Liaison at UBA

Job objective(s)

CANDIDATE’S PROFILE: Our ideal candidate must have experience in operations, Internal Control or Audit & Compliance, External Auditing and Risk Management with a minimum of 2 years’ experience.

JOB OBJECTIVE:

  • To assist the GCCO in ensuring prompt response to regulatory issues.
  • Ensure prompt rendition of regulatory reports.
  • Zero regulatory sanctions.

ROLES & RESPONSIBILITIES:

  • Build and Maintain Cordial Relationships with Law Enforcement Officers
  • Ensure to keep proper record of enquiries from Law Enforcement Agencies.
  • Ensure that required information are collated and reviewed to be satisfactory
  • Transmit such information and documents to the respective LEA.
  • Guide staff in honoring LEA invitations and to give evidence on behalf of the bank in courts.
  • Prompt Rendition of Regulatory Returns.
  • Manage Financial Crimes Risks Such as Posed by Bank’s Customers.
  • Participate in transaction monitoring and FCY Transfers.
  • Provide optimum support from a holistic compliance perspective.

Skills required

  • Strong human interpersonal relationship and communications skills.
  • Good interpretation of policies and laws.

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